Theory on framework issues

Sunday, March 20, 2011

11.3. Pathologies of belief-opinion confusion. THE CONFUSION BETWEEN BELIEF AND OPINION AND THE NATURES OF FANATICISM AND PHILISTINISM. Part 4

Belief-opinion confusion results in common political pathologies. Since beliefs are averaged opinions, the latter are less stable, uniform, and moderate than beliefs. Opinion formation, when properly detached from outcome determination, is a kind of intellectual game, albeit one having a vital societal function. Opinions merit argumentative intensity without practical enthusiasm; but in politics most adherents can’t distinguish belief from opinion and promote their opinions with belief-appropriate confidence. Fervent promotion of opinion is termed fanaticism; when less fervent, opinionation.

Another attitudinal pathology resulting from treating opinion as belief is hasty closure. Beliefs, formed by consensus, are more robust and stable than opinions, since averages change more gradually than individuals do. But when they confuse belief and opinion, adherents think their opinions ought to be as robust and sure as their beliefs. If interested in and well informed about a topic, they’re embarrassed by any inability to form a stable and confident opinion, and they’re denounced for any political fickleness, although variability is the nature of rational opinions, which, as deliberative tools, shouldn’t be held tightly.

Other pathologies result from the reverse confusion, illustrated by Solomon Asch’s influential conformity experiment: mistaking belief for opinion. Asch asked subjects to choose the longer of two lines, but unknown to the real subjects, the other ones were Asch’s confederates (“stooges”), who followed a script to report that the obviously shorter line was longer. Many subjects conformed their judgments to the stooges.'

The experiment’s standard interpretation holds that subjects were psychologically driven to conform. We're indeed sheep if scared to dissent about a line’s length because we fear a group of strangers will ostracize us! The conventional interpretation is contested by a few social psychologists: in my terms, subjects suffered from belief-opinion confusion. Asch’s ambiguous instructions confused his subjects, who misunderstood the length-estimation task as requesting they form a belief about relative length. Subjects weren't irrational when they discounted their own perceptions (read opinions), contradicted by epistemically equal stooges. The hypothesis is testable: tell subjects to report their perceptions of relative length, rather than eliciting their all-considered beliefs.

Subjects who nevertheless continue to report their beliefs, not opinions, would, then, be social conformists, forming their opinions as if beliefs, the reverse of fanatics, who form beliefs as if opinions. Conformists don’t necessarily go far wrong in their beliefs (fanatics do), but they’re useless deliberators, compulsively moderate equivocators, whose fear of error, suitable for outcome-determining beliefs, governs how they form deliberation-enhancing opinions, which are functionally eliminated when adherents apply unsuited belief-forming methods.

Confusion between belief and opinion is also what makes Aumann’s agreement theorem counter-intuitive. The theorem concerns beliefs, but students tacitly apply it, instead, to opinion.

Next Essay: Explaining deliberation

Monday, March 7, 2011

11.2 The distinct functions of belief and opinion THE CONFUSION BETWEEN BELIEF AND OPINION AND THE NATURES OF FANATICISM AND PHILISTINISM. PART 3.

Belief, relying on the opinions of epistemic superiors and equals, is the rational basis for controlling outcome, but effective deliberators must express their opinions, as in the 1957 movie "Twelve Angry Men." A single holdout—without claim to epistemic superiority—stood firm and averted an innocent defendant's conviction. In rational-belief formation, agents discount their own opinions following their overwhelming rejection by epistemic equals. For rational belief, the dissenter should assign no greater weight to his own opinion than to other jurors'; but had he based his position on rational belief, the jury would have convicted wrongly. Under the (false) assumption that deliberation is based on belief, the independent juror would have been irrational in his stubborn defense of personal opinion. That's wrong: jurors are supposed to be independent. Jury instructions, though not philosophically explicit, imply that jurors should form independent opinions, influenced only by other jurors' arguments, not the belief-constituting average opinion of epistemic equals. The other eleven jurors, who decidedly were not paragons of rationality, adopted group-average opinion to form, irrationally, a bloc against the dissenter.

Opinions and beliefs serve separate valid roles. Whereas belief is the rational basis for outcome control, opinion is the substantial basis for deliberation, which contests opinions to adjust belief. Deliberation flourishes when independent contributions foster the debate driving it.

Scientific and philosophical debates resemble jury deliberations. Although rational belief is a weighted average of all the experts' beliefs, to reach beliefs least prone to error each scientist involved must first serve as an independent "measuring instrument," only later submitting to an ultimate computation of a group average. Philosophers' attitudes are typified by Hume's when he skeptically rejected causality, opining that no future expectancies are justified, and causality is mere habitual association. Yet, he admittedly disregarded his philosophical conclusions in practical matters. Hypocrisy? No, Hume was properly distinguishing his belief that causality is objective from his opinion that it's illusion. Hume advanced philosophy by cultivating his independent opinion, which, like all good philosophers, he tried to conform to his reasoning, but he disbelieved his skepticism.

Philosophers and scientists distinguish the research program they pursue from the tenets they believe, but political disagreement is different. In an election-based system expressing deeply opposed interests, political advocacy simultaneously serves deliberative and outcome-controlling functions, because democratic debate serves to both answer and decide political questions. Democratic debate is premised on deliberation, while democratic process is premised on outcome control, and when a single venue simultaneously serves both functions, the deliberative function suffers. If the other jurors continued stating beliefs rather than forming opinions, the dissenting juror's deliberative efforts would have been futile, but outcome control is more robust. Whereas deliberation is stymied when some jurors substitute the drive to control the outcome for the desire to find the truth, outcome control is facilitated when others distractedly pursue other goals.

While beliefs rather than opinions guide political debate, when their deliberation is obstructed the intended beliefs never progress beyond opinion. The pathologies of belief and opinion, the subject of the next essay, derive from this political concoction and its thorough confusion of belief and opinion.

Next posting: Pathologies of belief-opinion confusion.

Saturday, February 26, 2011

11.1 Is epistemic equality a fiction? THE CONFUSION BETWEEN BELIEF AND OPINION AND THE NATURES OF FANATICISM AND PHILISTINISM. PART 2.

Concepts

The leading concept, epistemic superiority (discussed in 11.0), refers to relatively greater capacity to distinguish relevant truth from falsity, as demonstrated by objective evidence. Epistemic justification refers to evidence proving an adherent's epistemic superiority. Credentialing means according epistemic superiority. The agreement theorem (according to my parsing) requires epistemic justification to claim epistemic superiority rationally. Rational adherents modify their beliefs upon learning that an epistemic equal disagrees.

Superior expertise


Proving the agreement theorem is mathematically trivial, and the previous post was supposed to demonstrate, almost intuitive. Yet, because the theorem conflicts with prevailing norms, which reinforce adherents' untoward opinionation, mathematically sophisticated students commonly reject the proof initially. Contentious beliefs—their adherents regarding themselves epistemically superior—indeed complicate matters, but self-description isn't epistemic justification: a claim to epistemic superiority is just another justification-requiring belief. Self-credentialing is rational only if adherents first prove their epistemic superiority with respect to their claim to epistemic superiority!

Circular reasoning is obvious when adherents contend adherence to the belief itself proves their epistemic qualifications, but some dodges are subtler. As an example of the evasions, consider "birthers" (Americans who believe Obama's "real" birthplace is presidentially disqualifying), called upon to justify their ideological self-confidence enough to survive their beliefs' overwhelming rejection. Birthers may believe that, as such, antibirther beliefs epistemically discredit their adherents, but this argument is circular because the same ideological isolation discredits both belief and credential. Sophisticated birthers might invoke a subtler form of question begging, claiming vindication by other equally contentious positions—perhaps, adherents' "discernment" that Obama is Muslim—but these adherents' struggles against the stigma of intellectual isolation unwittingly prove their epistemic inferiority, despite the lesser absurdity of Muslim baiting compared to citizenship paranoia.

Leveraging credible beliefs to demonstrate adherents' expertise occasionally succeeds, but credentialing is more commonly based on direct grounds, as when experts' training vouchsafes their expertise against masses of disagreeing nonprofessionals. Also, experts reasonably disregard lesser experts, as Albert Einstein did Niels Bohr, who insisted Einstein was mistaken to reject quantum mechanics. Einstein replied he had earned the right to be mistaken. His demonstrated powers of physical intuition justified self-credentialing his opinion. Analogizing the credentialing process to averaging measurements of duration—with equally accurate clocks, the readings should be averaged, but a reading from an ancient 0-jewel wind-up clock should be overridden by one from an atomic clock.

Superior methods

Claiming superiority in method—in the manner of the Catholic Church—is a systematic way to bolster epistemic credentials and save an opinion from its fate as one of many. If the Church's claim that the Pope speaks for God were demonstrable, then taking your cue from priests would be more rational than relying on your cogitations.

Another bootstrapping method is Marxist sociological justification, which can be treated as an answer to demands for epistemic justification: under the agreement theorem, what justifies accepting Marxism when most intellectuals disagree? The Marxist answers that these opponents, however erudite, belong to (or identify with) an exploitative social class, blinding them to subversive truths. If the workers accept Marxist socialism, while the bourgeoisie espouses liberalism, conservatism, or reaction, the line-up reveals politics' class dependence, and the argument avoids circularity if independent historical evidence supports the bourgeoisie's epistemic inferiority. Thus, Marxism contains theoretical machinery adequate, in principle, to justify Marxists' intellectually isolated iconoclasm. No doubt this contributes to its endurance.

Equal credentials

Granting the Marxist claim that the main political divisions represent social classes differing in epistemic endowment, most political and religious disputes still would be between approximate epistemic equals. Republicans and Democrats vituperate with language proven lethal, without there being a rational basis justifying either's epistemic superiority. Marxist ideologues, too, disagree vehemently, although none occupy superior epistemic positions. The disputants' epistemic equality doesn't temper these disagreements, whereas it should among rational adherents.

Under-weighting others' beliefs in effect equates belief (all-things-considered position) with individual opinion (others' beliefs factored out) despite the rationality of differentiating them. Confusion about the distinct societal roles of belief and opinion explains this irrationality.

Next essay: The distinct societal functions of belief and opinion.


Friday, February 11, 2011

11.0. Two kinds of belief. THE CONFUSION BETWEEN BELIEF AND OPINION AND THE NATURES OF FANATICISM AND PHILISTINISM. PART1.

Two distinct attitudes—which I'll call belief and opinion—go by the name “belief,” and distinct pathologies—fanaticism, opinionation, conformism, and equivocation— result from confusing them. The difference between belief and opinion is manner of formation. Beliefs are what you hold true, all things considered; opinions are what’s left after you factor out reliance on other people's beliefs. The way belief and opinion are confused differentiates the pathologies.

The distinction’s formal description might seem trivial, but its implications are counter-intuitive. A theorem that won economist Robert Aumann a Nobel Prize expresses the paradox. Aumann proved that if two agents in the same epistemic position have different beliefs, they should, rationally, split the difference.

To get the idea and see the point, start with simple factual beliefs. You and nine others estimate the number of marbles in a fish bowl. You observers are indistinguishable by your relevant abilities and experiences, but you guess higher than most others do. Then, Aumann's theorem (the "agreement theorem") says you should lower your estimate by adopting the average of all ten as your own belief. One way to explain the reason is each observer functions as a measuring instrument. If you have ten rulers with equal credentials for measuring length, you obtain the most reliable estimate by averaging the ten. You should treat each observer as a measuring instrument, and as you should average ten separate, epistemically indistinguishable rulers, you should adopt the average result of the human “instruments.” You have no rational basis to give more weight to your own opinion than to that of the other observers, even in forming your own belief.

This might be fine and well when applied to estimating marbles in a fish bowl, but think of applying the principle to important beliefs.

Next part: Is “epistemic equality” a fiction?

Correction (February 23, 2011): Aumann is best known for his agreement theorem (and for reactionary politics), but he won the Nobel Prize on other bases.

Tuesday, January 4, 2011

10.3 The what, how, and why of "free will": A metaphysical digression—Part 3. Why "free will"?

Another set of questions concerns the purpose of the sense of free will—how did it enhance biological adaptation? Metaphysicians who agree free will is illusion divide on whether the illusion is necessary, and a popular view holds that if they truly came to believe determinism, humans would have no reason to act. This view is espoused by some deterministic free-will deniers, not only antideterminist "libertarians," but as you'd expect, the libertarians express the strongest views; one libertarian social psychologist claims to have demonstrated experimentally that college-student subjects cheat more on tests after they're induced to disbelieve in free will. Simply put, his theory is that if we deny our behavioral origination we have less drive to behave responsibly. If this psychological claim is true, the semblance of a motivational push to do the right thing is adaptive, and bearing ultimate responsibility for deeds supplies the evolutionary pressure favoring the free-will experience. But the assumption that perceived free will is adaptive doesn't explain how this perception motivates. Phenomenally, it seems to explain motivation it purports to provide—because the appearance that free will motivates results inexorably from the free-will experience itself: when you experience your behavior as deriving from the perception that your mental states immediately cause acts, you will reasonably conclude that subtracting this (nonexistent) push undermines motivation and responsibility.

The present theory better explains apparent natural selection for this form of purely mental causation. When decision produces action, the actor's nervous system must register that the decision—the actual decision, not the experience of deciding—caused the act, to enable the actor to distinguish voluntary acts from involuntary movements. Coupling a sense of deciding with the decision, by placing the phenomenal deciding experience where the actor relates it to what follows, conveys this information. The "free will," then, is a byproduct of other evolutionary design choices.

What about the finding that free will is more conducive to honesty than determinism? Consider the mental operations of a subject induced to believe determinism is true in a psychology experiment. The subject can't rid himself of free will or even weaken its grip by another "freely willed" act! Whether it's possible to experience oneself in a purely deterministic fashion is itself a debate; Buddhism, for example, seeks to promote this loss of sense of free will (along with other baggage), but the transformation is a long-term project, not the intellectual recognition that determinism is true. The subjects' thoughts elicited by the faux-determinist propaganda delivered in the experimental condition are futile for overcoming the subjects' sense they have free will. At most, the subjects can negate specific attitudes they attribute to their supposed free will: I eschewed cheating because free will made me feel I'm the originator of my acts. Having learned I'm not the originator, I have no continuing reason to abstain from dishonest practices I previously shunned, when my ersatz sense of origination suckered me. Therefore, I should disregard the apparent demands of the autonomous will by behaving less honestly. Subjects can suppress only specific impulses and inhibitions they had previously justified by libertarianism; the subject hopes to avoid being a free-will sucker, despite continuing to experience the false sense of free will. The subject now "freely wills" the new behavior, while willfully suppressing what had once been "freely willed."

Neither the societal effects of disillusion with libertariansm nor the individual effects are apt to be straightforward.

Wednesday, December 29, 2010

10.2. The what, how, and why of "free will": A metaphysical digression—Part 2. How "free will"?

New data could conceivably disprove Libet’s results, but the correction would mean nothing metaphysically because at the end of the day, Libet’s contribution was conceptual. Libet solved the mind-body problem en passant; his data forced him to grasp the distinction between the deciding experience and deciding itself, but the data themselves are metaphysically otiose. For metaphysics, Libet’s experimental results serve only as scaffolding for distinguishing deciding from decision and showing that temporal associations in the experience of deciding explain why we feel we exercise mentalistic control. The perception of deciding to act, distinct from the fact of acting, both explains the impression that we have free will and demonstrates free will’s untenability. The objective temporal ordering doesn’t bear on these distinctions and explanations—as long as the experience is that the act of will preceded or coincided with the act of deciding.

Libet (somewhat unknowingly) showed how human experience creates a predilection for a misplaced, impossible, perceived causal relation, and connections experienced create the causal illusion; real temporal relations are irrelevant. Simplicity recommends this explanation of phenomenal free will, and the explanation displays exactly why free will is illusion: sensations don’t cause physical events. Holding that experience interacts with the physical world, Descartes was the only important metaphysician to disagree, and every metaphysician today holds that two substances essentially different can’t interact. Physical laws govern physical events and leave no room for entry of purely mental causes.

A possible source of confusion about these arguments is metaphysicians’ acceptance of one class of mental causes, beliefs and desires. In response—perceiving willful efficacy differs from attributing beliefs and desires, in that nothing in the concept of “belief” and “desire” identify them as phenomenal experience. While belief and desire aren't experiences—available for association with other experiences—the error of considering beliefs experiential, held even by metaphysicians until the 20th century, may have generalized from free will to nonexperiental mental entities like belief and desire, causing the naive error that beliefs and desires are experiential.

Finally, since (if) sensations are brain events, one might contend that associating experienced decisions with actual action results in no anomalous causation. First, nothing in the experience of deciding points to the under-strata, and conditioning usually can target only phenomena. Second, if the objection holds, it’s at the expense of the mind-brain-identity theory’s credibility, in its insistence on a direct relationship between phenomenology and physics.

Next essay: Why free will?

Sunday, December 19, 2010

10.1. The what, how, and why of "free will": A metaphysical digression—Part 1. What is "free will"?

The Libet experiments can reinvigorate the free-will debate—now deadlocked and dull—if applied to clarify concepts, not merely refute opponents. In the current standoff, almost every philosopher and scientist rejects libertarian free will, the doctrine that willful acts produce physically unpredictable outcomes, but the scholarly majority wants its physicalism and its free will too. This compatibilist maneuver to have both turns the question of free will’s existence into a jejune debate about words; but unfortunately, free will’s inherent ineffability condemns determinists to rejecting what they can’t define. These essays fill the gap.

Compatibilists equate the exercise of free will with voluntary behavior, as when I move my arm because that’s what I want to do. According to the desiccated compatibilist definitions, free will is comprised of the ability to behave voluntarily, notwithstanding that volition is cortical matter physically causing chemical events. Although it’s hard to describe an alternative, this position seems obviously wrong; a science fiction story can quickly show why. Imagine an intelligent species that directly experienced the causal path between brain and arm, as we might experience the causal connection between pain and object causing injury. Such beings would perform the action voluntarily, but would this tempt anyone to call it “free”? Unfortunately, the answer is affirmative. While the thought experiment can allude to the distinction between voluntary and freely willed behavior, a compatibilist would answer the question, “Yes, that is an example of free will.”

Determinists can concede that volition is one meaning of free will but insist on another meaning, origination, the sense that you are your behavior’s source. Although origination separates determinists from libertarians—by the lights of both—compatibilists circumvent the issue by limiting the manifestation of free will to voluntary behavior. That they’ve gotten the better of the argument, despite their evasiveness, must be admitted, because origination is nebulous, unsuited for creating a clear counterpoint to volition. Free will, the agent’s contribution to the event, the umpf we give an act seemingly making it occur, seems ineffable except by the vaguest allusion. Intuitively, we feel we will freely in a sense distinct from mere volition—most everyone thinks they know this other free will—but unsupported mass intuitions truly deserve little respect.

My trick defines the experience of free will by its cause instead of its experiential quality, much as the ineffable red patch observable in your mind’s eye can be defined as the physical reception of an object reflecting certain long light waves. With a difference. If we define the free-will experience by its cause—as we can define the sensation red by its external cause—then, if the definition posits a demonstrably nonexistent entity, it undermines the doctrine of free will, including its compatibilist version.

Recall that Libet found that subjects perceived the act of deciding, the initiating event of the free-will experience, later than the actual decision—this demonstrated neurologically. Determinists see that misplacement of the subjective experience of deciding disposes of libertarian free will. But who believes in libertarian free will? Since they haven’t described the experience of free will, these scholars haven’t refuted compatibilism.

My small contribution is to articulate a definition of free will:

Free will is the (mis)perception that experienced deciding causes behavior.

This project relies on Fritz Heider’s classic psychological experiments as much as on Libet’s neurological studies. Heider showed that despite the abstractness of the concept of cause, temporal precedence and spatial contiguity produce the direct, noninferential perception of causality. (An animated demonstration lets you experience the direct perception of causality.) This sense of a causal connection, resulting from associating perceived decision with act, is the sense of free will.

Attributing the free-will experience to a unique cause frees determinists from the vexation of defining it experientally, since it explains the experience by an invalidating mechanism: if the experience of deciding regularly precedes an act, it will seem its cause. Determinists, therefore, can demonstrate a sense of free will distinct from voluntary control.

Next part: How free will?

Wednesday, November 17, 2010

10.0. Free Will and Legal Intent: Consequences of a Myth's Demise

Husband hates wife; in a state of nature he would kill her. Only his cowardice deters him. One evening, cleaning his gun, he accidentally shoots and kills her. Can husband now be punished for any crime?
Depending on the degree of care he took to avoid mishap, the offense is ordinarily negligent homicide or manslaughter. We want to know whether he can be blamed for more. Do his unconscious intentions bear on his culpability?

The Interpretation of Dreams, Sigmund Freud provides a simple illustration of the workings of unconscious motivation. Freud didn't want to return a library book quite yet. He knew that without even forming an intention to delay the return, he could trust his unconscious mind to cause him to forget. Of course, that's how it worked out.

It's surprising that psychoanalysis has so little affected the legal concepts of negligence and intent in either criminal or civil law. Freud taught and clinically supported the thesis that nothing in psychology is accidental: even slips of the tongue having meaning. The most interesting expressions of unconscious motives for psychoanalysis are those symbolically representing some wish, but as with Freud and his library book, accidents can realize unconscious wishes directly.

Many psychologists lack Freud's confidence that all behavior is psychologically determined, but findings in cognitive psychology in recent decades have required a thorough rethinking of the origination of behavior. Today's consensus accepts that all cognition (distinguished from its products) is unconscious. Although the Freudian question of motivated negligence hasn't been directly raised, cognition's unconscious nature invites study of the driving unconscious intentions.

The final blow to a purely conscious approach comes not from philosophy but experimental science, which has proven that consciousness has no direct relationship to the acts conscious thoughts seem to cause. Whereas Freud's theories should prompt questions regarding the involuntariness of apparently negligent acts, these experimental results make the apparently intentional acts less so, directly refuting the theory that behavior is freely willed.

What's implied for law by the undermining of concepts of both negligence and willfulness? Benjamin Libet's 1980's scientific work presents the rare instance when a single scientific finding resolves a philosophical question, as Libet's work rules out simplistic theories of free will, while simplistic theories were the only ones credible. Libet and others have replicated that the decision to act arises in the brain before the subject experiences the conscious act of deciding. If free will consists of conscious decisions causing the designated act, then we clearly don't have it, since real causes occur before, not after, the events they cause. The perception–or rather illusion–that the conscious decision causes the resulting behavior is the basis of the universal naïve belief in free will (although I haven't seen the literature expressly drawing this conclusion).

Ironically, Libet was a fervent believer in the existence of free will and proposed a process for its realization in light of his findings. A subject making the conscious "decision" retains the ability to veto the unconsciously engendered act. Libet's theory is free will's last gasp, unsuccessful because the veto is itself an act, with the same unconscious prehistory, thus arising with the same independence from consciousness and bearing the same involuntary character as the original act. The most coherent interpretation at present is that the veto is as little "free" as the act. (See Velleman, David (2000) The Possibility of Practical Reason. Oxford University Press.)

The nonexistence of free will and the intentionality of some unconscious behavior carries both apparent and real implications for law's evolution: 1) directly undermining criminal law's nonrebuttable presumption that voluntary acts are freely determined by the actor; 2) undermining the moral basis for punishment, insofar as it depends on the actor being the originator of acts; and 3) flattening the distinction between negligent and intentional mens rea and negligence and intentional torts.

Commentators commonly cite criminal law's presumption of free will as a potential casualty of discovering it doesn't exist, but the presumption's only legal function is to impose responsibility on all actors for voluntary acts. The demise of one theory doesn't fell an institution. Without logical contradiction, a person without free will can be under legal compulsion to obey.

But is the person responsible; does the unraveling of the explanation regarding why a person can be punished for his voluntary acts undermine the moral basis for criminal punishment? It vitiates the retributionist justification for punishment as desert, a result that is less radical than a crisis of justification but greater than a reshuffling of theories. Desert's demise is a welcomed enlightenment, but some consequences are less benign. Deterrence takes up the justificatory slack from retribution, but from a moral standpoint, deterrence isn't quite up to the job because of its inability to define the set of punishable persons. To rely completely on a deterrence theory turns criminal punishment into a form of social engineering, with no limits but expediency. Such punishment meted out amorally is vulnerable to purely pragmatic enlargement of the set of people who can be incarcerated or otherwise punished. The antipunitive intellectual progress of repudiating free will, paradoxically, fosters punishing more citizens.

Eliminating the conventional rationale for punishment also augurs a certain leveling of the distinction between negligent and intentional torts. Since the premise that voluntary acts are products of free will no longer distinguishes these categories morally, the distinction loses functionality. The recent research even disposes of pragmatic justifications for restricting punishment to intentional acts, as the unconscious has proven more intelligent than most had believed, hence deterrable.

That rehabilitation today is a joke—psychiatric and drug referrals, veiled punishment—contribute to free will's paradoxically punitive death throes: an old ideology crumbles without new institutions arising.

Next in the free will series: What is free will?

Wednesday, March 31, 2010

9.0 Abolish unlimited-term coercive confinement for civil contempt

Criminal contempt, committed when a party disobeys a court order, is punishable by less than a year in jail. Civil-contempt punishment, imposed to coerce obedience to court orders, may last much longer. The greater potential punishment for the lesser offense is a legal absurdity.

Arguments

Courts use moralistic and pragmatic arguments to benumb lawyers to this anomaly. The moralistic argument is mere incantation: "the contemnor has the key to the cell in his own pocket." (Green v. United States (1958) 356 U.S. 165, 197 [dissenting opn., Black, J.].) This slogan contains a logical fallacy, in implying the defendant exercises a different kind of self-control when the threat of punishment precedes rather than follows disobedience. The fallacy is a pervasive reasoning error, the hindsight bias, where observers perceive past events as determined and future events as free. The illusion created is that the defendant contemplating compliance with the order has free will, while the person having violated a court order is determined. The distinction is false: the defendant has the same potential control or lack of control over his conduct whether the court threatens him with punishment for disobedience or with coercion to induce compliance; the person subject to deterrence is free or both categories are determined. The judges' argument could justify any arbitrarily severe punishment administered after a party violates an order: the contempt respondent could avoid incarceration because he always held the key to his freedom.

The pragmatic argument is that courts couldn't function without the power to compel compliance with their orders. (Gompers v. Buck's Stove & Range Co. (1911) 221 U.S. 418, 438 - 9 [without coercive punishment, law rendered impotent].) This appraisal comes from the courts themselves, as the courts are the primary sponsor of contempt law. Judges' longstanding agreement on the principle is expected, since it concerns judges' most valued prerogative next to their paychecks. While courts must coerce, proponents of long-term coercive confinement haven't said why courts need the level of coercion law allows, when the threat of a few days or the experience of a few hours in jail suffices to persuade most witnesses to testify. Proponents of harsh coercion could argue with the same logic that if perjurers don't suffer life in prison, truthful witnesses would disappear—and with them functioning courts. Just as no perjury or contempt is serious enough to warrant life in prison, so no testimony or other compliance is important enough to justify indefinite detention and no civil matter so crucial to warrant long-term incarceration. Juries have always adapted to procedural limits on evidence and the limited means the law allows for its acquisition.

Threat

Although American citizens rarely suffer coercive confinement for long terms, most jurisdictions issue the potential long-term sentence each time their courts order indefinite coercive confinement for civil contempt. In a well-publicized recent case of long-term civil confinement, Pennsylvania released the defendant after 14-years confinement to coerce payment of alimony. In California, Richard Fine has spent more than a year in coercive confinement.

The case which settled constitutional jurisprudence on coercive confinement for civil contempt proves the threat. (See Gompers v. Buck's Stove & Range Co., supra, 221 U.S. 418.) An employer had enjoined Sam Gompers and other labor leaders from boycott under federal laws outlawing boycotts as restraints on trade. The trial court sentenced them to nine, six, and three months in jail, and the American Federation of Labor appealed the sentence. While the Supreme Court held the case moot because the parties had settled, it upheld the confinement on grounds that the district court erred in sentencing them to any definite term. The contempt was civil, a remedy to coerce compliance with court orders for a party's benefit, not a "punitive punishment" designed to uphold the court's authority.

The court released the union leaders only because the detentions outlived their usefulness, but what if the detention issue hadn't been mooted? If the boycott continued, the employer could use the courts to detain the AFL leaders for the boycott's duration. The disobedience to court order consisted of circulating pamphlets calling the company "unfair." The court decided that the term was a call to boycott, and it probably was, but how does a court facially distinguish a call to boycott from a political denunciation of unfair practices? How did the court expect the union to use its free-speech rights to criticize the company without using words like "unfair," which the court held acquired hidden meaning? How to distinguish between someone reading that the company is unfair and deciding not to buy from it and someone complying with an implicit boycott call? A single judge made these determinations, which threatened the leaders with incarceration during the dispute's duration. Citizens threatened by coercive incarceration aren't limited to millionaires avoiding alimony payments. The courts perfected civil-contempt laws and arguments justifying them by wielding these laws against ordinary working people.

Remedy

Indefinite coercive incarceration for civil contempt should be legislatively abolished because it overdeters or invalidated because it is cruel and unusual punishment. Overdeterrence occurs when the criminal laws punish excessively. The basic concept is that a deterrent not only deters the intended conduct but similar or associated conduct. Oppression through overdeterrence occurs if citizens could be imprisoned for life for stealing a piece of bread: some people would starve instead of committing petty theft. Punishment always harms even when it successfully deters, and it inflicts harm not only on the defendant but on society. Increasing the punishment for criminal contempt causes defendants to interpret injunctions broadly when they should be narrowly tailored. True, the overdeterrent effect is less deadly when the punishment is coercive instead of punitive, as the defendant is free to reverse course and suffer no more. With coercive detention, the main overdeterrence effect overenhances the court's power to get what it wants.

Holding punishment to moderate levels avoids oppression: moderately punitive laws don't scare citizens into complying more than society needs, and flouting the law sometimes benefits society. Just as acceptable laws become unacceptable when they excessively pressure citizens, so coercive detention can force excessive compliance. In the Gompers case, it would have been oppressive for the employer to break the back of the boycott through the courts; better that Gompers not suffer an infinite potential punishment; better that he be allowed to try to distribute his pamphlets in defiance than collapse before the will of a single judge. In a case like Richard Fine's in California, it doesn't promote democracy to allow a court to apply all necessary coercion to force financial disclosure. Better to leave Fine room to protect his principles and his privacy. Let the punishment fit the crime; let coercion fit its end.

Criminal contempt caps the justifiable deterrent force for civil contempt. If a year's incarceration is the longest punishment justifiable for acts of contempt, then one year is the limit on coercive confinement before it overdeters. The amount of justified coercive punishment can be no more than the amount of justified punitive punishment because coercive-punishment's immediacy and certainty augments its effectiveness.

The prospects for invalidating indefinite coercive detention are small: you won't find a judge who agrees that sometimes flouting a judge's lawful orders is in order. In judges' minds, concepts of overdeterrence can't apply to contempt remedies. Except when the legislature intervenes, courts swallow absurdity and embrace unlimited detention.

Coercive detention for more than a year is legally absurd, and under the Eighth Amendment, the limit for coercive detention should be set no higher than three months, after which coercive detention changes from a deprivation to the deliberate infliction of suffering. Coercive detention has no rehabilitative goals which could justify it, and at a point, holding a prisoner becomes nothing more than inflicting sufficient misery to induce compliance. Indefinite coercive detention is torture.

Friday, January 15, 2010

8.0 Legal ethics: Agential versus moralistic


Ethical rules governing legal practice are framework considerations in that they help determine broadly what cases are brought to trial, what arguments are brought to bear, and with what effect they are presented to court or jury. Professional ethics purport to have two purposes—public protection and consumer protection—but ethical rules for the practice of law should protect lawyers' clients exclusively. The law should eschew contra-agential ethics; ethics that purport to serve the general public thwart loyal service to lawyers' client principals. Since legal representation is a prerequisite to parties' exercising various fundamental rights, provisions curtailing attorney responsiveness to client interests compromise litigants' fundamental rights.

Contra-agential ethical rules for lawyers (also termed moralistic or prosocial ethics) harm both clients and lawyers. Contra-agential ethics encumber clients' rights to representation; the right to be heard is the most important component of due process, but most citizens lack the forensic skill to cause a court to have heard what they say. Permission to be heard is a popular right only when it includes representation by counsel, and additional rules applying to attorneys attenuate the right to appear by counsel. Ethical rules punishing attorneys' litigation misconduct by career loss further empower the judges over litigants by controlling their attorneys and dampening attorney aggressiveness. These rules include the harsh penalties for disobedience to court orders, rules that make a lawyer tremble at testing an injunction's validity.

Contra-agential ethics fare no better from the lawyer's standpoint; they defame lawyers as unethical for infractions that don't involve ethical lapses. An attorney's ethical duties follow from the requirements of the attorney role, a role that must be one of strict agency to respect the represented party's right to be heard; strict-agency's requirements dictate the ethical imperatives: loyalty to the agent's principal and truthfulness in matters of the agency. A lawyer's ethical character is reflected in his obedience to these ethical mandates, not to court orders. Contra-agential ethics taint lawyers with allegations of moral turpitude when the offense consists of acts that are ethically neutral, such as violating administrative rules, or even ethically exemplary, such as defying judicial authority at personal risk to protect a client.

Monday, November 23, 2009

2.1.1 Abolish vexatious-litigant security deposits

Like every witch-hunt, the persecution of the litigious damages general jurisprudence. In California the judiciary's self-serving ratification of the vexatious litigant statute's security-deposit procedures has done the worst damage. The statute permits the court or other party to move to condition the vexatious litigant's right to prosecute the action on his posting a security deposit to cover the opposing party's reasonable expenses, including attorney fees. To grant the motion for a security deposit, the court must find that the plaintiff doesn't have any reasonable probability for success on the merits. In the California Supreme Court case dealing with the provision's constitutionality, the court erroneously held the trial court can weigh the evidence to condition civil trials on vexatious-litigation security deposits without violating California's state-constitutional right to trial by jury. (See Moran v. Murtaugh Miller Meyer & Nelson (2007) 40 Cal.4th 780.)

The right to a jury trial is the strongest argument against allowing the court to weigh the evidence at a summary proceeding, but the Supreme Court was cursory in analysis and fatuous in conclusion: "The grant of a [motion for plaintiff to post security] does not preclude a trial; it merely requires a plaintiff to post security." (Moran, supra.) The court ignores settled law holding that "while the Legislature can adopt reasonable procedural requirements for the enforcement of [a self-enforcing constitutional right such as to a jury trial], it can do nothing which would unreasonably curtail or impair it." (Vinnicombe v. State (1959) 172 Cal.App.2d 54, 56.)

California's anti-SLAPP statute provides for a summary procedure for lawsuits potentially aimed at inhibiting exercise of basic rights. A SLAPP suit is a kind of vexatious lawsuit, and other potentially vexatious lawsuits shouldn't face obstacles exceeding those imposed by the anti-SLAPP statute, which prohibits weighing the evidence. The most coherent way to adjudicate potentially vexatious litigation summarily is to expand the anti-SLAPP statute to include lawsuits that are demonstrably part of a vexatious pattern.

Tuesday, October 27, 2009

7.1 Is “same-sex marriage” coherent?


In re Marriage Cases (2008) 43 Cal.4th 757, Chief Justice George designed a silly argument to claim that limiting marriage to heterosexual couplings violated a fundamental California right: the right to marry. California courts recognized a fundamental right to marry when they invalidated a Jim Crow law against interracial marriage. Held, the fundamental right to marriage can't be abridged. Blacks had been told that they already had the right to marry–other blacks—but limiting whom they could marry restricted the exercise of a fundamental right. (Perez v. Sharp (1948) 32 Cal.2d 711). In Perez, no question existed that the interracial relationship the court sanctioned was properly termed "marriage." A right to x is limited precisely and expressly by x's definition, an impediment to transposing the logic of black marital integrationism to same-sex marriage. If marriage means pair bonding between oppositely gendered persons, one can't derive from a right to "marriage" the marital prerogative for persons identically gendered. Limiting the right to marry by the definition of the term "marry" itself isn't artificial. A legal right to "marry" can only follow the definition of "marry."

The semantics of "marriage" don't determine the civil rights of gays. To argue same-sex marriage based on a right to marriage is absurd: marriage means opposite-sex bondings; to argue against a right to same-sex marriage merely because a "right to marry" cannot justify it is unwarranted. If gays should be allowed to enter into official "marriages" because legal right so requires, the right in question is not the right to "marry." The argument required of Chief Justice George is more complicated than demonstrating "marriage" is a right: he needs to infer a broader right which the right to marry merely expresses. This broader right, not Chief Justice George's tortured justification, is same-sex marriage's vision. To construct this broader right, the gay visionary purifies the ordinary meaning of the term "marriage"—which includes two elements: pair bonding and sexual complementarity—to a pair-bonding core, notwithstanding that by ordinary meaning sexual complementarity is a stronger requirement than pair bonding, polygamy and group marriage forms of "marriage" stretching the terms only slightly. Ordinary language's emphasis on sexual complementarity bespeaks an ordinary-meaning definition of "marriage" centered on bringing up children born of the supporting parents; but gay visionaries celebrate a different virtue, the dyadic bond combining sex, economic responsibility, and affection.

A right for gays to marry each other needn't derive, as a matter of logic, from principles that mention "marriage," but Chief Justice George must maintain that when courts held that people have the right to "marry" they actually meant state recognition for pair-bonding relationships identical to marriage except not featuring sexual complementarity. This concept of the sanctity of marriage-like pair bonding is the same-sex marriage vision. What deserve protection on this view are long-term relationships based in prototype on romantic love, combining sexual and economic commitment. Advocates hold that celebrating and protecting this relationship is what truly justifies upholding marriage as a legal status.

When fleshed out, the same-sex marriage issue, a question of social vision, isn't judicial, and the logical leaps are not merely legal. Psychology hasn't seriously addressed whether the affective core of same-sex pair bonding is identical to that prototypically found in sexually complementary relationships.

Saturday, October 10, 2009

7.0 “In re marriage cases” and the problem of nondiscrete suspect classes


Starting in the late 30s, U.S. jurisdictions have favored — as the framework mechanism for prioritizing equal-protection rights — delineating suspect classes, whose interests call for searching scrutiny and a presumption of impropriety when laws specifically disadvantage them. The California decision In re Marriage Cases (2008) 43 Cal.4th 757, better known for briefly providing gays with the option of intermarriage, again raised issues concerning how suspect classes are determined. Does admitting gays to the status of a suspect class expand the equal protection of the law, or does it dilute "suspect class," hence, protections offered to the classic exemplars, race and national origin?


While political reasons explain why gays are now a suspect class in California but aren't even entitled to intermediate scrutiny under federal law, the difference between California state law and federal law provides another vantage for comparison. The correct application of the standards each jurisdiction accepts rationally explains the different conclusions, without withdrawing the question of which criterion is sounder.


The federal criteria for a suspect class are usually stated as:
(1) A discrete and insular minority who (2) possess an immutable trait (3) share a history of discrimination, and (4) are powerless to protect themselves via the political process.
These contrast with the California criteria:
(1) An immutable trait with (2) no relationship to a person's ability to perform or contribute to society and (3) associated with a stigma of inferiority and second-class citizenship.
The critical difference — one often ignored and seldom subject to exegesis — is that California lacks the requirement for a suspect class that the minority discriminated against must be "discrete;" assessing California constitutional procedure requires analyzing the meaning and function of this federal requirement. A discrete class is one well defined to set it off from other classes; it has sharp boundaries, rather than being continuous and subtly grading into other categories. Race, for example, is a discrete class, at least formally speaking, because no question of degree is involved in answering whether a person belongs to a given race. As supposedly biological groups, racial categories are not distinct. Not only are races not well-defined separate groups, but a person may be said to belong to a race by degree: one may said, for instance, to be 1/8 black. But as a social category, race is treated as distinct. Races in use typically have a decisive criterion, such as the rule that with any ascertainable black lineage is black.


Why aren't short people a suspect class? Research attests to the disadvantages of being short, attests to the prejudice of the taller population and even of the short themselves against the short of stature. Short people do not form a discrete class. No boundary demarcates the merely height challenged from the egregiously diminutive. The nondiscreteness of a class such as short people is significant for constitutional analysis for two reasons. First, a nondiscrete category will be less apt to be subject to serious discrimination because the very short will tend to find political allies among the shortish. The very short might indeed be subject to serious animus if they were isolated from their similars. The prejudice against a man 5 feet six inches may represent only a statistical trend. But might a man 4 feet six inches often be perceived as strange, even creepy? But the absence of any point where degree changes to kind makes it unlikely that the very short will be singled out for persecution. An attack on the 4-feet-six inchers will threaten the 5-feet-two inchers, of whom there might be many enough to preclude the persecution of the first group. Second, short people are hard to protect in the unlikely circumstance they are the object of persecution. Because short people aren't a discrete class, protection offered to those discriminated against by height knows no natural limits. A six footer might make the case that a person 6-feet-6 inches received unjustified favored treatment based on the irrational stereotype that tall people are smarter or in other ways better.


Discreteness's importance as a criterion for suspect classes is apparent when discreteness is greater than for height but less than for race or national origin. City of Cleburne v. Cleburne Living Center considered whether denial of a permit to build housing for the mentally retarded violates their right to equal protection. The City of Cleburne court claimed to apply a rational-basis test for equal protection, but the case provides the kind of searching scrutiny that would be warranted only if the mentally retarded were a suspect class or, at least, entitled to heightened scrutiny. The court seemed unable to make up its mind because of the borderline status of mental retardation respecting class discreteness. (See City of Cleburne v. Cleburne Living Center (1985) 473 U.S. 432.) Mental retardation might be thought the nondiscrete low end of the intelligence continuum, so that prejudice against the retarded is checked in its implementation by numerous nonretarded dullards who might be threatened by discrimination against the retarded, but mental retardation means more than having a low IQ; psychologists have tried to define a class with more definite functional significance: a diagnosis of mental retardation represents a judgment that the person's mental equipment isn't good enough for surviving independently. The mentally retarded are arguably a discrete class.


Discreteness's importance is highlighted by considering the constitutional protection (not) afforded the impoverished: does impoverishment or indigence create a suspect class? While American law's nonchalance about the disparate financial resources of parties cries out for correction, the impoverished are unlikely to be recognized as a suspect class, even if the political prospects were more favorable. One's ability to legally defend one's rights depends in continuous fashion on one's financial resources. Carving out a discrete class of indigent citizens deserving of strict or heightened scrutiny founders on the absence of any natural boundaries circumscribing those legally disadvantaged due to poverty.


If a gene caused homosexuality, gays would form a discrete class, a consideration that may go far to explain the unlikely popularity of the biological-determinist theory among gay-rights supporters. The scientific reality is different. As Freud observed and Masters and Johnson demonstrated, humanity is inherently bisexual; what differs is the weight a person's constitution and personality allocates to adult sexuality's heterosexual and homosexual components. No discrete population of "homosexuals" exists; only varying degrees of orientational masculinity and femininity. To protect gays as a suspect class must entail protecting everyone against discrimination by the more masculine (speaking of males). Homosexuality's continuity also protects against discrimination. An attack on the flagrantly gay meets opposition from the somewhat gay, who sense that hypermasculinity run amuck would compromise their interests.


Yet, reality seems otherwise. There seems a discrete group of gays intent on marrying one another, who identify themselves as gay and thus seem to form a discrete class. This appearance is the key to understanding one of the main reasons the constitution cannot effectively protect against discrimination to a nondiscrete class. A discrete group identifying itself as "gay" no doubt exists, but the discreteness derives not from a qualitative difference between homosexuals and heterosexuals but from the discreteness of the very category consisting of those identifying themselves with the label. Protecting this category as a suspect class not only bumps up against the requirement of immutability. It also contradicts the requirement that membership in a class deemed protected not raise rational questions about group membership's relevance to the societal contribution of the group members.

Sunday, September 27, 2009

6.0 Constitutional interpretation and the scope of birthright citizenship

Who counts as a citizen of the country is a framework question. Does the 14th Amendment confer birthright citizenship on the sons and daughters of all immigrants, even those illegally present? Or does the ambiguity of the concept of "jurisdiction" leave room for laws defining natural citizenship less broadly? The puzzle's solution depends on what method of constitutional interpretation you apply.

Our issue is interpreting the first clause of Section 1 of the 14th Amendment:

All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside.

The ambiguity of "jurisdiction"—a context-bound concept in U.S. law—sets the problem. I earlier concluded that textualist interpretation offers much to recommend jurisprudentially, as it comports with American Constitutionalism. Using essentially textualist methods, the U. S. Supreme Court held for the broadest birthright-citizenship in dicta in the thorough opinion United States v. Wong Kim Ark (1898) 169 U.S. 649. The Wong Kim Ark court found the term's meaning authoritatively interpreted in the earlier decision The Exchange (1812) 7 Cranch. 116. (See Wong Kim Ark, supra at p. 683.) Note the rule-governed, text-based nature of the interpretation in this passage:

By the civil rights act of 1866, 'all persons born in the United States, and not subject to any foreign power, excluding Indians not taxed,' were declared to be citizens of the United States. In the light of the law as previously established, and of the history of the times, it can hardly be doubted that the words of that act, 'not subject to any foreign power,' were not intended to exclude any children born in this country from the citizenship which would theretofore have been their birthright; or, for instance, for the first time in our history, to deny the right of citizenship to native-born children or foreign white parents not in the diplomatic service of their own country, nor in hostile occupation of part of our territory. But any possible doubt in this regard was removed when the negative words of the civil rights act, 'not subject to any foreign power,' gave way, in the fourteenth amendment of the constitution, to the affirmative words, 'subject to the jurisdiction of the United States.'

(Wong Kim Ark, supra at p. 688.)

Notice the use of analytic rules, a kind of common law of interpretation. In construing "jurisdiction" the court solves the puzzle like an equation, substituting a definition obtained from an earlier case. This is excellent textual analysis, but as authority, it is dicta: Wong Kim Ark found that one foreigners' son was not a citizen because he was born outside the U.S.

The Wong Kim Ark dictum wouldn't deter an Originalist; he observes that the 14th Amendment, designed to grant citizenship to slaves, did not have the offspring of illegal immigrants in contemplation: the United States hadn't yet passed any immigration laws. Strong Originalists are loathe to restrict the power of Congress when the legislation forbidden was outside the originators' contemplation, but omission of any protection not in the original contemplation is an extreme Originalist variant, which struggles hopelessly against vagueness, as it supplies no guidance on how much information about a future event must fall outside the originators' anticipation to disqualify. Professor Richard A. Posner proposed a more moderate Originalism, according to which the judge must place himself in the position of the originators: what would the originators advocate if they could foresee the new conditions, assuming the least historical modification yet placing the matter in the judge's purview. Using this approach, a court could imagine what the originators would have provided if immigration restrictions had existed at the time of the 14th Amendment's promulgation. An Originalist judge would likely rule that the patriotic originators, having won a war to preserve the Union, would not have intended to provide a law-breaking incentive which yielded no offsetting gain for the extant inhabitants. Such a judge would be likely to rule that an illegal immigrant's child is not—in the sense the proponents and ratifiers intended—born within the "jurisdiction" of the United States.

Wednesday, September 23, 2009

5.15 Conclusion. So, how is judicial statutory interpretation possible in the absence of a consensual interpretive theory?

(Fifteenth in series: The interpretation of statutes and the denial of judges' powers.)

To sum up this investigation — what's the solution to the interpretive enigma: judges agree on interpretations, despite disagreeing on what a legal interpreter should do? The solution consists of two constraints: the logically inevitable common law of statutory interpretation and the politically necessitated convergence of judicial interpretations.

The common law of interpretation — the reigning theory articulating a legal culture's interpretive practices — includes such loose and defeasible constraints like the maxims of construction. Other examples from the common law of statutory interpretation are some jurisdictions' rules governing when "shall" is construed as "must" versus "may." The common law of statutory interpretation is underarticulated.

Why has the important role of the common law in statutory interpretation suffered neglect, this obvious concept sometimes rejected on jurisprudential principle? Scholars underestimate the interpretive common laws' constraint because it works in tandem with a second constraint, one not necessarily within jurists' awareness. Scholars ignore that constitutions can cause themselves to be construed a certain way without the construction being implied by its provisions. The historical tendency for interpretations to converge in line with the constitution's structural designations is proposed an example of how a constitution influences its long-term construction.

Wednesday, September 16, 2009

5.14 Checks and Balances at Trial

(For best understanding read the companion kanBARoo court 68th Installment first: No to Victim-Impact Statements.)

(Fourteenth in series: The interpretation of statutes and the denial of judges' powers.)

The system of checks and balances at the core of the American constitutional system penetrates the government structure and, increasingly, legal categories are conceived in its terms. Does the system expand even to legal domains whose constitutional logic demands other principles? Applying balancing concepts to rights where rights are absurd — asserting the so-called rights of victims of crime — may be an example.

The oxymoronic victims'-rights movement asserts the rights of the victims of crime against criminal defendants, although the U.S. Constitution provides no victims' rights and the logic of giving criminal defendants rights' protection, when defendants must battle an opponent as powerful as the state, doesn't logically generalize to supplying victims — who are not even the defendants' legal adversaries — parallel rights. Yet, the 50 states and federal government, under intense political pressure, have granted victims the right to stage diatribes against criminal defendants in noncapital cases, in 38 states in capital cases, for which the U.S. Supreme Court holds provisions for victim-impact statements are valid, overturning two of its decisions taken within five years.

The opinions of the justices who legitimatize victim-impact statements are largely based on balancing the rights of defendants to introduce evidence in mitigation. The dissenting justices' opinions in the cases overturned are striking in demonstrating how far astray the checking-and-balancing framework can lead when misapplied.

Consider Justice White's dissent in Booth v. Maryland:

If anything, I would think that victim impact statements are particularly appropriate evidence in capital sentencing hearings: the State has a legitimate interest in counteracting the mitigating evidence which the defendant is entitled to put in [citation] by reminding the sentencer that just as the murderer should be considered as an individual, so too the victim is an individual whose death represents a unique loss to society and in particular to his family.

(Booth v. Maryland (1987) 482 U.S. 496, 517 [dis. opn. White, J.])

Or consider Justice Scalia's dissent in the same case:

To require, as we have, that all mitigating factors which render capital punishment a harsh penalty in the particular case be placed before the sentencing authority, while simultaneously requiring, as we do today, that evidence of much of the human suffering the defendant has inflicted be suppressed, is in effect to prescribe a debate on the appropriateness of the capital penalty with one side muted.

(Booth v. Maryland, supra at p. 520 [dis. opn. Scalia, J.].)

Justices Scalia, White, and O'Connor, who joined the opinions, make a balancing argument in which victim-impact statements balance mitigating evidence, despite the wholly different constitutional logic applying to victim and criminal defendant.

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Joshua Tree, California 92252-2141, United States
SUPPLIER OF LEGAL THEORIES. Attorneys' ghostwriter of legal briefs and motion papers, serving all U.S. jurisdictions. Former Appellate/Law & Motion Attorney at large Los Angeles law firm; J.D. (University of Denver); American Jurisprudence Award in Contract Law; Ph.D. (Psychology); B.A. (The Johns Hopkins University). E-MAIL: srdiamond@gmail.com Phone: 760.974.9279 Some other legal-brief writers research thoroughly and analyze penetratingly, but I bring another two merits. The first is succinctness. I spurn the unreadable verbosity and stupefying impertinence of ordinary briefs to perform feats of concision and uphold strict relevance to the issues. The second is high polish, achieved by allotting more time to each project than competitors afford. Succinct style and polished language — manifested in my legal-writing blog, Disputed Issues — reverse the common limitations besetting brief writers: lack of skill for concision and lack of time for perfection.